Fiduciary Compliance is one of the most neglected areas in companies managing their 401(k)/403(b) Plans. It doesn’t matter whether you believe you need it at the Plan Sponsor 3(38) or at the Participant 3(21) level, you should insist that you have this in place and getting the proper guidance. Atlas provides BOTH levels of Fiduciary Compliance on EVERY plan it manages. By following standard ERISA fiduciary rules, you can avoid most DOL audits, but its important that you have a plan and continuous documentation in place.
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